Unit of Competency Mapping – Information for Teachers/Assessors – Information for Learners
FNSORG411 Mapping and Delivery Guide
Conduct individual work within a compliance framework
Version 1.0
Issue Date: May 2024
Qualification | - |
Unit of Competency | FNSORG411 - Conduct individual work within a compliance framework |
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Description | |||
Employability Skills | |||
Learning Outcomes and Application | This unit describes the skills and knowledge required to identify and interpret compliance requirements and procedures while carrying out work in a range of financial services positions.It applies to individuals who use specialised knowledge and work cooperatively with others in meeting compliance requirements within financial services organisations of various sizes and across a range of customer bases.No licensing, legislative or certification requirements apply to this unit at the time of publication. | ||
Duration and Setting | X weeks, nominally xx hours, delivered in a classroom/online/blended learning setting. Skills in this unit must be demonstrated in a workplace or simulated environment where the conditions are typical of those in a working environment in this industry. This includes access to: common office equipment, technology, software and consumables legislation, regulatory information, and organisational policy and procedures documentation required to produce the performance evidence. Assessors of this unit must satisfy the requirements for assessors in applicable vocational education and training legislation, frameworks and/or standards. |
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Prerequisites/co-requisites | |||
Competency Field |
Development and validation strategy and guide for assessors and learners | Student Learning Resources | Handouts Activities |
Slides PPT |
Assessment 1 | Assessment 2 | Assessment 3 | Assessment 4 | |
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Elements of Competency | Performance Criteria | |||||||
Element: Identify and assess individual compliance requirements |
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Element: Review individual work practices |
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Element: Identify and respond to ongoing requirements of compliance framework |
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